DISCIPLINARY RULES AND CATEGORIES OF CONDUCT

Elsewhere within this Handbook we have indicated that it is not practical to set out all the instances of conduct or performance which may lead to disciplinary action being taken. It should be understood by all employees however that the disciplinary procedure may be invoked as a result of:-
  • Any failure to observe the rules set out in this Handbook or in any other part of your Contract of Employment/Principal Statement of Terms and Conditions of Service.

  • Any other instance of conduct or performance, which we believe could only properly be dealt with under the disciplinary procedure.
It is impossible to produce an exhaustive list of all instances of misconduct or performance giving rise to disciplinary action, and it is also impractical to state which category of discipline will be applied to any given degree of behaviour or performance. Other than for a probationary termination, or a Gross Misconduct issue, it is unlikely that dismissal would be the first course of action taken against any employee. However, an employee's conduct or performance which proves to be unacceptable will fall into one of the following four categories:-

Informal Counselling

Where a breach of conduct or performance is not regarded as being particularly serious and is shown to have been caused by the capabilities, competence or behaviour of an employee, it is open to us to deal with this matter informally in the first instance and to give an opportunity for improvement, if necessary with training, rather than to revert to the formal disciplinary procedure. Any decision to proceed in this way however is a matter for our discretion and will depend entirely on the circumstances of each case.

Unsatisfactory Conduct

Any minor breach of the rules and regulations will fall into the category of unsatisfactory conduct. If it is considered sufficiently serious to warrant disciplinary action then it is likely that if this is the first instance of such a minor misdemeanour the disciplinary consequence will be a verbal warning. It is important to note within this section that in dealing with unsatisfactory conduct it is the standard of conduct or indeed performance which is being considered and not necessarily a repetition of an earlier misdemeanour.

Misconduct

In this section of misconduct, disciplinary action may be taken where there is continued repetition of action which has resulted in a previous verbal warning for unsatisfactory conduct and there has been no improvement or there has been continued breach. It may well be however that the misconduct in question may be sufficiently serious to warrant an immediate written warning without there having been a previous verbal warning issued.

Serious Misconduct

Serious misconduct or a serious breach of performance may in themselves require a final written warning to be issued irrespective of whether there have been previous warnings given to the employee concerned or not. A first and final written warning may be issued where it is considered that the conduct or performance of the individual employee is not sufficiently serious to warrant dismissal but nevertheless is considerably more serious than the action which would normally have warranted a written warning for misconduct.

There will be occasions when an employee has received a combination of either verbal and/or written warnings in respect of his or her conduct or performance and there has still been no marked improvement or there has been repetition of the action for which the previous warnings have been given. Consequently, in a sequential manner where an employee has previously been given a written warning in relation to his conduct or performance and there has been no improvement or repetition then the next disciplinary punishment will usually be a final written warning for serious misconduct.

Please note that following the issue of a final written warning any further repetition or further breach in relation to conduct or performance will usually result in dismissal (albeit contractual dismissal, with notice, after a disciplinary hearing).

Gross Misconduct

This section of the Employee Handbook covers certain aspects of behaviour, conduct and performance, which will be construed as gross misconduct and this term as the name implies involves conduct which is particularly serious in itself or in its consequences. In such cases it is considered inappropriate to allow the employee to continue at work and the only proper penalty would be summary dismissal which means immediate dismissal after a disciplinary hearing with the forfeiture of any notice.

WE RESERVE THE RIGHT TO DEAL WITH EVERY CASE ENTIRELY ON ITS MERITS BUT IN RETURN WE UNDERTAKE THAT WE WILL ALWAYS SEEK TO CONDUCT THE DISCIPLINARY PROCEDURE REASONABLY, FAIRLY AND CONSISTENTLY.

EXAMPLES OF ACTS OF GROSS MISCONDUCT

Employees are liable to summary dismissal (i.e. without notice) following a disciplinary hearing, if they are considered to have acted in any of the following ways:-

Please note this list is not an exhaustive list.

  • Deliberate, or serious breaches of conduct standards/rules and regulations.

  • Theft of money, or property, whether belonging to the business, a fellow employee, or a third party associated with the business.

  • Any action which can be construed as intent to defraud/deceive.

  • Being under the influence of intoxicants, drugs, or other substances.

  • Fighting, or physical assault, or abusive/threatening behaviour.

  • Grossly indecent, or immoral, behaviour.

  • Wilful refusal to carry out a legitimate management instruction.

  • Deliberate or serious breach(es) of the Health and Safety rules.

  • Carrying out private work on the premises and/or in working hours, without express permission.

  • Deliberate damage, destruction, or sabotage, of our property, or any property belonging to a fellow employee, or a third party associated with the business.

  • Discriminatory conduct, or harassment.

  • Deliberate, or serious, breach(es) of computer/software/e-mail/internet, rules and procedures.

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